Total Return Securities Fund (SWZ) stock: insider trades, news & valuation
Strong buying
Close · Oct 9, 2026
$5.78
+0.5% on the day
-2.5% over 12 months
52-week range $5.70 – $6.31
Share price and insider trades
SWZ closeInsider buyInsider sale
Bought, 12 months$1.4M
Sold, 12 months$347K
Insiders buying4
Insiders selling1
Total Return Securities Fund insider trading at a glance (Oct 9, 2026): in the past 12 months, 4 insiders bought $1.4M and 1 sold $347K of SWZ stock on the open market, including a cluster buy that began Jun 26, 2026; P/E 1.9.
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SWZ insider buying and selling by quarter
Open-market purchases (green, above the line) and sales (red, below), by trade date.
| Quarter | Bought | Purchases | Sold | Sales |
|---|---|---|---|---|
| Q4 2026 | — | 0 | — | 0 |
| Q3 2026 | $258K | 16 | — | 0 |
| Q2 2026 | $314K | 23 | — | 0 |
| Q1 2026 | $905K | 33 | — | 0 |
| Q4 2025 | $6K | 1 | $347K | 24 |
Valuation, profit and volume
P/E (trailing)1.9Sector median —
Market value$75.0M
Profit margin—Revenue growth —
Volume vs. 50-day2.5×Last 5 sessions
Insiders' paper profit−$50KOn all tracked purchases -3.3%
Summary
Over the past 12 months, 4 Total Return Securities Fund insiders reported open-market purchases totaling $1.4M, while 1 insider reported sales totaling $347K. The most recent cluster buy began on Jun 26, 2026, when 3 insiders bought a combined $88K. Among insiders with enough purchase history to measure, Moritz A Sell (Director) has the highest Insider Score at 42. 0 of 24 recorded sales were made under pre-scheduled Rule 10b5-1 trading plans, which are usually less informative than discretionary sales.
Insider transactions
Open-market purchases and sales.
| Filed | Insider | Type | Shares | Price | Value | Since | Score |
|---|---|---|---|---|---|---|---|
| Sep 30SEC | Moritz A SellDirector | Buy | 2,00030,246 held (+7%) | $5.77 | $12K | +0.2% | 42 |
| Sep 29SEC | Andrew DakosCEO, President | Buy | 9,00060,000 held (+18%) | $5.77 | $52K | +0.2% | 19 |
| Sep 29SEC | Andrew DakosCEO, President | Buy | 7,64947,649 held (+19%) | $5.81 | $44K | -0.5% | 19 |
| Sep 29SEC | Andrew DakosCEO, President | Buy | 2,35150,000 held (+5%) | $5.82 | $14K | -0.7% | 19 |
| Sep 29SEC | Andrew DakosCEO, President | Buy | 1,00051,000 held (+2%) | $5.76 | $6K | +0.3% | 19 |
| Sep 1SEC | Moritz A SellDirector | Buy | 3,00028,246 held (+12%) | $5.98 | $18K | -3.3% | 42 |
| Aug 25SEC | Rajeev P DasSecretary | Buy | 1,7002,034 held (+509%) | $5.93 | $10K | -2.5% | — |
| Aug 25SEC | Rajeev P DasSecretary | Buy | 1,3663,400 held (+67%) | $5.93 | $8K | -2.5% | — |
| Aug 12SEC | Moritz A SellDirector | Buy | 1,00025,246 held (+4%) | $5.91 | $6K | -2.2% | 42 |
| Jul 24SEC | Moritz A SellDirector | Buy | 2,00024,246 held (+9%) | $5.86 | $12K | -1.4% | 42 |
| Jul 24SEC | Moritz A SellDirector | Buy | 51722,246 held (+2%) | $5.90 | $3K | -2.0% | 42 |
| Jul 22SEC | Moritz A SellDirector | Buy | 1,00021,246 held (+5%) | $5.93 | $6K | -2.5% | 42 |
| Jul 22SEC | Moritz A SellDirector | Buy | 48321,729 held (+2%) | $5.90 | $3K | -2.0% | 42 |
| Jul 8SEC | Phillip GoldsteinSecretary | Buy | 5,980119,214 held (+5%) | $5.95 | $36K | -2.9% | 25 |
| Jul 7SEC | Andrew DakosCEO, President | Buy | 4,767131,000 held (+4%) | $5.92 | $28K | -2.4% | 19 |
| Jul 7SEC | Andrew DakosCEO, President | Buy | 233126,233 held (+0%) | $5.92 | $1K | -2.4% | 19 |
| Jun 30SEC | Moritz A SellDirector | Buy | 2,09118,246 held (+13%) | $5.89 | $12K | -1.9% | 42 |
| Jun 30SEC | Moritz A SellDirector | Buy | 2,00020,246 held (+11%) | $5.93 | $12K | -2.5% | 42 |
| Jun 22SEC | Moritz A SellDirector | Buy | 1,85316,155 held (+13%) | $5.91 | $11K | -2.2% | 42 |
| Jun 22SEC | Moritz A SellDirector | Buy | 14714,302 held (+1%) | $5.91 | $869 | -2.2% | 42 |
| Jun 17SEC | Moritz A SellDirector | Buy | 2,00014,155 held (+16%) | $5.96 | $12K | -3.0% | 42 |
| Jun 17SEC | Moritz A SellDirector | Buy | 15512,155 held (+1%) | $5.95 | $922 | -2.9% | 42 |
| Jun 1SEC | Moritz A SellDirector | Buy | 1,00012,000 held (+9%) | $6.01 | $6K | -3.8% | 42 |
| May 29SEC | Andrew DakosCEO, President | Buy | 5,400126,000 held (+4%) | $5.99 | $32K | -3.5% | 19 |
| May 29SEC | Andrew DakosCEO, President | Buy | 4,500117,500 held (+4%) | $5.97 | $27K | -3.2% | 19 |
| May 29SEC | Andrew DakosCEO, President | Buy | 3,000120,500 held (+3%) | $5.98 | $18K | -3.3% | 19 |
| May 29SEC | Andrew DakosCEO, President | Buy | 100120,600 held (+0%) | $5.98 | $598 | -3.3% | 19 |
| May 20SEC | Andrew DakosCEO, President | Buy | 4,000110,000 held (+4%) | $5.95 | $24K | -2.9% | 19 |
| May 20SEC | Andrew DakosCEO, President | Buy | 2,987113,000 held (+3%) | $5.96 | $18K | -3.0% | 19 |
| May 20SEC | Andrew DakosCEO, President | Buy | 13110,013 held (+0%) | $5.95 | $77 | -2.9% | 19 |
| Apr 27SEC | Moritz A SellDirector | Buy | 1,00211,000 held (+10%) | $6.07 | $6K | -4.8% | 42 |
| Apr 20SEC | Andrew DakosCEO, President | Buy | 4,718100,000 held (+5%) | $6.06 | $29K | -4.6% | 19 |
| Apr 20SEC | Andrew DakosCEO, President | Buy | 3,000106,000 held (+3%) | $6.09 | $18K | -5.1% | 19 |
| Apr 20SEC | Andrew DakosCEO, President | Buy | 3,000103,000 held (+3%) | $6.05 | $18K | -4.5% | 19 |
| Apr 20SEC | Andrew DakosCEO, President | Buy | 54740,000 held (+1%) | $6.04 | $3K | -4.3% | 19 |
| Apr 9SEC | Andrew DakosCEO, President | Buy | 4,00094,282 held (+4%) | $5.98 | $24K | -3.3% | 19 |
| Apr 9SEC | Andrew DakosCEO, President | Buy | 2,00090,282 held (+2%) | $5.95 | $12K | -2.9% | 19 |
| Apr 6SEC | Andrew DakosCEO, President | Buy | 4,863new position | $5.93 | $29K | -2.5% | 19 |
| Apr 6SEC | Andrew DakosCEO, President | Buy | 10088,282 held (+0%) | $5.95 | $595 | -2.9% | 19 |
| Mar 31SEC | Andrew DakosCEO, President | Buy | 5,90078,019 held (+8%) | $5.92 | $35K | -2.4% | 19 |
| Mar 31SEC | Andrew DakosCEO, President | Buy | 5,30083,319 held (+7%) | $5.91 | $31K | -2.2% | 19 |
| Mar 26SEC | Andrew DakosCEO, President | Buy | 5,00072,119 held (+7%) | $5.96 | $30K | -3.0% | 19 |
| Mar 26SEC | Andrew DakosCEO, President | Buy | 1,00073,119 held (+1%) | $5.95 | $6K | -2.9% | 19 |
| Mar 19SEC | Phillip GoldsteinSecretary | Buy | 10,000113,234 held (+10%) | $5.98 | $60K | -3.3% | 25 |
| Mar 13SEC | Andrew DakosCEO, President | Buy | 3,32467,119 held (+5%) | $6.00 | $20K | -3.7% | 19 |
| Mar 13SEC | Andrew DakosCEO, President | Buy | 1,70063,795 held (+3%) | $6.00 | $10K | -3.7% | 19 |
| Mar 9SEC | Andrew DakosCEO, President | Buy | 12,50062,095 held (+25%) | $5.97 | $75K | -3.2% | 19 |
| Mar 9SEC | Andrew DakosCEO, President | Buy | 12,00049,595 held (+32%) | $6.01 | $72K | -3.8% | 19 |
| Mar 9SEC | Phillip GoldsteinSecretary | Buy | 10,000103,234 held (+11%) | $5.99 | $60K | -3.5% | 25 |
| Mar 5SEC | Phillip GoldsteinSecretary | Buy | 5,00093,234 held (+6%) | $6.01 | $30K | -3.8% | 25 |
| Mar 4SEC | Andrew DakosCEO, President | Buy | 9,91837,595 held (+36%) | $5.95 | $59K | -2.9% | 19 |
| Mar 4SEC | Andrew DakosCEO, President | Buy | 5,00027,677 held (+22%) | $6.15 | $31K | -6.0% | 19 |
| Mar 2SEC | Andrew DakosCEO, President | Buy | 5,00020,677 held (+32%) | $6.17 | $31K | -6.3% | 19 |
| Mar 2SEC | Andrew DakosCEO, President | Buy | 2,00022,677 held (+10%) | $6.20 | $12K | -6.8% | 19 |
| Feb 25SEC | Phillip GoldsteinDirector | Buy | 5,00087,910 held (+6%) | $6.13 | $31K | -5.7% | 25 |
| Feb 25SEC | Andrew DakosCEO, President | Buy | 2,00012,003 held (+20%) | $6.14 | $12K | -5.9% | 19 |
| Feb 25SEC | Andrew DakosCEO, President | Buy | 2,00014,003 held (+17%) | $6.13 | $12K | -5.7% | 19 |
| Feb 25SEC | Andrew DakosCEO, President | Buy | 1,34815,677 held (+9%) | $6.17 | $8K | -6.3% | 19 |
| Feb 25SEC | Andrew DakosCEO, President | Buy | 32614,329 held (+2%) | $6.14 | $2K | -5.9% | 19 |
| Feb 23SEC | Andrew DakosCEO, President | Buy | 4,8817,003 held (+230%) | $6.12 | $30K | -5.6% | 19 |
| Feb 23SEC | Andrew DakosCEO, President | Buy | 2,81710,003 held (+39%) | $6.16 | $17K | -6.2% | 19 |
| Feb 23SEC | Andrew DakosCEO, President | Buy | 1837,186 held (+3%) | $6.14 | $1K | -5.9% | 19 |
| Feb 23SEC | Andrew DakosCEO, President | Buy | 1192,122 held (+6%) | $6.11 | $727 | -5.4% | 19 |
| Feb 10SEC | Phillip GoldsteinDirector | Buy | 10,00082,910 held (+14%) | $6.07 | $61K | -4.8% | 25 |
| Feb 5SEC | Andrew DakosCEO, President | Buy | 7,00030,453 held (+30%) | $5.97 | $42K | -3.2% | 19 |
| Feb 5SEC | Andrew DakosCEO, President | Buy | 3,00033,453 held (+10%) | $5.96 | $18K | -3.0% | 19 |
| Feb 5SEC | Andrew DakosCEO, President | Buy | 2,00035,453 held (+6%) | $6.04 | $12K | -4.3% | 19 |
| Feb 5SEC | Andrew DakosCEO, President | Buy | 2,00037,453 held (+6%) | $6.03 | $12K | -4.1% | 19 |
| Feb 5SEC | Andrew DakosCEO, President | Buy | 2,00039,453 held (+5%) | $6.02 | $12K | -4.0% | 19 |
| Feb 4SEC | Moritz A SellDirector | Buy | 1,1208,998 held (+14%) | $5.98 | $7K | -3.3% | 42 |
| Feb 4SEC | Moritz A SellDirector | Buy | 1,0009,998 held (+11%) | $5.96 | $6K | -3.0% | 42 |
| Feb 3SEC | Phillip GoldsteinDirector | Buy | 10,00072,910 held (+16%) | $5.92 | $59K | -2.4% | 25 |
| Dec 31SEC | Css Llc/Il10% Owner | Sell | 7,0001,687,267 held (−0%) | $6.25 | $44K | -7.5% | — |
| Dec 31SEC | Css Llc/Il10% Owner | Sell | 4,9001,694,267 held (−0%) | $6.24 | $31K | -7.4% | — |
| Dec 31SEC | Css Llc/Il10% Owner | Sell | 3,0001,699,167 held (−0%) | $6.27 | $19K | -7.8% | — |
| Dec 31SEC | Css Llc/Il10% Owner | Sell | 3,0001,702,167 held (−0%) | $6.26 | $19K | -7.7% | — |
| Dec 31SEC | Css Llc/Il10% Owner | Sell | 1,7721,705,167 held (−0%) | $6.25 | $11K | -7.5% | — |
| Dec 31SEC | Css Llc/Il10% Owner | Sell | 1961,686,971 held (−0%) | $6.27 | $1K | -7.8% | — |
| Dec 31SEC | Css Llc/Il10% Owner | Sell | 1001,687,167 held (−0%) | $6.26 | $626 | -7.7% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 13,4021,709,637 held (−1%) | $6.26 | $84K | -7.7% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 4,6001,723,339 held (−0%) | $6.25 | $29K | -7.5% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 3,0001,729,039 held (−0%) | $6.26 | $19K | -7.7% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 2,1001,706,939 held (−0%) | $6.27 | $13K | -7.8% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 1,40017,312,039 held (−0%) | $6.25 | $9K | -7.5% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 1,0001,733,439 held (−0%) | $6.25 | $6K | -7.5% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 1,0001,728,039 held (−0%) | $6.22 | $6K | -7.1% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 9001,734,439 held (−0%) | $6.26 | $6K | -7.7% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 5981,709,039 held (−0%) | $6.27 | $4K | -7.8% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 3001,723,039 held (−0%) | $6.26 | $2K | -7.7% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 1671,735,339 held (−0%) | $6.25 | $1K | -7.5% | — |
| Dec 29SEC | Css Llc/Il10% Owner | Sell | 1001,727,939 held (−0%) | $6.23 | $623 | -7.2% | — |
| Dec 17SEC | Css Llc/Il10% Owner | Sell | 4,0001,735,506 held (−0%) | $6.24 | $25K | -7.4% | — |
| Dec 17SEC | Css Llc/Il10% Owner | Sell | 1,0001,740,006 held (−0%) | $6.22 | $6K | -7.1% | — |
| Dec 17SEC | Css Llc/Il10% Owner | Sell | 1,0001,741,506 held (−0%) | $6.20 | $6K | -6.8% | — |
| Dec 17SEC | Css Llc/Il10% Owner | Sell | 5001,739,506 held (−0%) | $6.23 | $3K | -7.2% | — |
| Dec 17SEC | Css Llc/Il10% Owner | Sell | 5001,741,006 held (−0%) | $6.21 | $3K | -6.9% | — |
| Oct 29SEC | Moritz A SellDirector | Buy | 1,0004,400 held (+29%) | $6.06 | $6K | -4.6% | 42 |
Insiders at Total Return Securities Fund
| Insider | Bought | Sold | Last filing | Score |
|---|---|---|---|---|
| Andrew DakosCEO, President | $990K | — | Sep 29, 2026 | 19 |
| Phillip GoldsteinSecretary | $336K | — | Jul 8, 2026 | 25 |
| Moritz A SellDirector | $139K | — | Sep 30, 2026 | 42 |
| Css Llc/Il10% Owner | — | $347K | Dec 31, 2025 | — |
| Rajeev P DasSecretary | $18K | — | Aug 25, 2026 | — |
SWZ stock: common questions
Are Total Return Securities Fund insiders buying SWZ stock?
In the past 12 months, 4 insiders reported open-market purchases of SWZ worth $1.4M. The latest was Director Moritz A Sell bought $12K of SWZ at $5.77.
Are Total Return Securities Fund insiders selling SWZ stock?
1 insiders reported sales worth $347K over the same period.
Where does this data come from?
Every transaction comes from Form 4 filings that insiders must submit to the SEC within two business days of a trade. We pull them from SEC EDGAR every night.
What is SWZ's P/E ratio?
SWZ trades at about 1.9 times trailing earnings.
What is SWZ's 52-week range?
Over the past year SWZ has traded between $5.70 and $6.31. It last closed at $5.78 on Oct 9, 2026.