LPL Financial Holdings (LPLA) stock: insider trades, news & valuation
Heavy sellingShare price and insider trades
LPL Financial Holdings insider trading at a glance (Oct 9, 2026): in the past 12 months, 0 insiders bought $0 and 7 sold $7.7M of LPLA stock on the open market.
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LPLA insider buying and selling by quarter
Open-market purchases (green, above the line) and sales (red, below), by trade date.
| Quarter | Bought | Purchases | Sold | Sales |
|---|---|---|---|---|
| Q4 2026 | — | 0 | — | 0 |
| Q3 2026 | — | 0 | $2.1M | 8 |
| Q2 2026 | — | 0 | $613K | 7 |
| Q1 2026 | — | 0 | $2.3M | 12 |
| Q4 2025 | — | 0 | $3.0M | 26 |
Valuation, profit and volume
Summary
Over the past 12 months, 0 LPL Financial Holdings Inc. insiders reported open-market purchases totaling $0, while 7 insiders reported sales totaling $7.7M. 49 of 53 recorded sales were made under pre-scheduled Rule 10b5-1 trading plans, which are usually less informative than discretionary sales.
Insider transactions
Open-market purchases and sales.
| Filed | Insider | Type | Shares | Price | Value | Since | Score |
|---|---|---|---|---|---|---|---|
| Sep 14SEC | Katharine ReepingPrincipal Accounting Officer | Sell | 4401,774 held (−20%) | $347.88 | $153K | -4.9% | — |
| Aug 31SEC | Aneri JambusariaGroup Managing Director | Sell Plan | 3086,107 held (−5%) | $357.36 | $110K | -7.4% | — |
| Aug 21SEC | Greg GatesGroup Managing Director | Sell | 4,11923,602 held (−15%) | $355.38 | $1.5M | -6.9% | — |
| Aug 4SEC | Matthew EnyediGroup Managing Director | Sell Plan | 46313,469 held (−3%) | $352.77 | $163K | -6.2% | — |
| Aug 4SEC | Matthew EnyediGroup Managing Director | Sell Plan | 29613,173 held (−2%) | $353.37 | $105K | -6.4% | — |
| Aug 4SEC | Matthew EnyediGroup Managing Director | Sell Plan | 18913,932 held (−1%) | $351.06 | $66K | -5.7% | — |
| Aug 4SEC | Matthew EnyediGroup Managing Director | Sell Plan | 5113,122 held (−0%) | $354.52 | $18K | -6.7% | — |
| Aug 4SEC | Matthew EnyediGroup Managing Director | Sell Plan | 113,121 held (−0%) | $355.51 | $356 | -6.9% | — |
| Jun 22SEC | Aneri JambusariaGroup Managing Director | Sell Plan | 3086,415 held (−5%) | $306.00 | $94K | +8.1% | — |
| Apr 16SEC | Matthew J AudetteCFO, President | Sell Plan | 59519,909 held (−3%) | $331.09 | $197K | -0.1% | — |
| Apr 16SEC | Matthew J AudetteCFO, President | Sell Plan | 33021,052 held (−2%) | $325.00 | $107K | +1.8% | — |
| Apr 16SEC | Matthew J AudetteCFO, President | Sell Plan | 22020,693 held (−1%) | $327.45 | $72K | +1.0% | — |
| Apr 16SEC | Matthew J AudetteCFO, President | Sell Plan | 18920,504 held (−1%) | $328.34 | $62K | +0.8% | — |
| Apr 16SEC | Matthew J AudetteCFO, President | Sell Plan | 13920,913 held (−1%) | $326.16 | $45K | +1.4% | — |
| Apr 16SEC | Matthew J AudetteCFO, President | Sell Plan | 10619,803 held (−1%) | $332.27 | $35K | -0.4% | — |
| Mar 11SEC | Marc Eliot CohenGroup Managing Director | Sell | 2,2125,488 held (−29%) | $308.75 | $683K | +7.2% | — |
| Mar 11SEC | Marc Eliot CohenGroup Managing Director | Sell | 1,0884,400 held (−20%) | $309.72 | $337K | +6.8% | — |
| Mar 4SEC | Aneri JambusariaGroup Managing Director | Sell Plan | 3086,723 held (−4%) | $306.00 | $94K | +8.1% | — |
| Feb 27SEC | Matthew EnyediGroup Managing Director | Sell Plan | 66614,473 held (−4%) | $320.99 | $214K | +3.1% | — |
| Feb 27SEC | Matthew EnyediGroup Managing Director | Sell Plan | 62815,139 held (−4%) | $319.38 | $201K | +3.6% | — |
| Feb 27SEC | Matthew J AudetteCFO, President | Sell Plan | 50621,835 held (−2%) | $321.04 | $162K | +3.1% | — |
| Feb 27SEC | Matthew EnyediGroup Managing Director | Sell Plan | 46315,767 held (−3%) | $318.38 | $147K | +3.9% | — |
| Feb 27SEC | Matthew J AudetteCFO, President | Sell Plan | 45321,382 held (−2%) | $322.15 | $146K | +2.7% | — |
| Feb 27SEC | Matthew J AudetteCFO, President | Sell Plan | 34822,615 held (−2%) | $318.51 | $111K | +3.9% | — |
| Feb 27SEC | Matthew J AudetteCFO, President | Sell Plan | 27422,341 held (−1%) | $319.32 | $87K | +3.6% | — |
| Feb 27SEC | Matthew EnyediGroup Managing Director | Sell Plan | 18314,121 held (−1%) | $322.72 | $59K | +2.5% | — |
| Feb 27SEC | Matthew EnyediGroup Managing Director | Sell Plan | 16914,304 held (−1%) | $321.74 | $54K | +2.8% | — |
| Dec 9SEC | Richard SteinmeierCEO | Sell Plan | 2,45010,379 held (−19%) | $371.23 | $910K | -10.9% | — |
| Dec 9SEC | Richard SteinmeierCEO | Sell Plan | 1,04012,829 held (−7%) | $370.62 | $385K | -10.7% | — |
| Dec 9SEC | Richard SteinmeierCEO | Sell Plan | 7799,600 held (−8%) | $372.20 | $290K | -11.1% | — |
| Dec 9SEC | Greg GatesGroup Managing Director | Sell Plan | 41014,744 held (−3%) | $371.20 | $152K | -10.9% | — |
| Dec 9SEC | Richard SteinmeierCEO | Sell Plan | 33214,052 held (−2%) | $367.06 | $122K | -9.9% | — |
| Dec 9SEC | Richard SteinmeierCEO | Sell Plan | 2749,326 held (−3%) | $373.20 | $102K | -11.3% | — |
| Dec 9SEC | Richard SteinmeierCEO | Sell Plan | 18313,869 held (−1%) | $368.63 | $67K | -10.2% | — |
| Dec 9SEC | Greg GatesGroup Managing Director | Sell Plan | 13615,154 held (−1%) | $370.44 | $50K | -10.7% | — |
| Dec 9SEC | Greg GatesGroup Managing Director | Sell Plan | 8514,659 held (−1%) | $372.32 | $32K | -11.1% | — |
| Dec 9SEC | Greg GatesGroup Managing Director | Sell Plan | 4615,324 held (−0%) | $367.95 | $17K | -10.1% | — |
| Dec 9SEC | Greg GatesGroup Managing Director | Sell Plan | 3914,620 held (−0%) | $373.09 | $15K | -11.3% | — |
| Dec 9SEC | Greg GatesGroup Managing Director | Sell Plan | 3415,290 held (−0%) | $368.70 | $13K | -10.3% | — |
| Dec 3SEC | Aneri JambusariaGroup Managing Director | Sell Plan | 805,502 held (−1%) | $352.48 | $28K | -6.1% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 29315,812 held (−2%) | $377.01 | $110K | -12.2% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 26716,105 held (−2%) | $375.80 | $100K | -12.0% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 23415,578 held (−1%) | $378.24 | $89K | -12.5% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 23016,372 held (−1%) | $374.86 | $86K | -11.7% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 20516,602 held (−1%) | $374.00 | $77K | -11.5% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 16915,409 held (−1%) | $379.58 | $64K | -12.8% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 6316,807 held (−0%) | $372.62 | $23K | -11.2% | — |
| Nov 7SEC | Greg GatesGroup Managing Director | Sell Plan | 3915,370 held (−0%) | $380.12 | $15K | -13.0% | — |
| Oct 8SEC | Greg GatesGroup Managing Director | Sell Plan | 26617,213 held (−2%) | $313.20 | $83K | +5.6% | — |
| Oct 8SEC | Greg GatesGroup Managing Director | Sell Plan | 14117,479 held (−1%) | $312.15 | $44K | +6.0% | — |
| Oct 8SEC | Greg GatesGroup Managing Director | Sell Plan | 13216,972 held (−1%) | $315.09 | $42K | +5.0% | — |
| Oct 8SEC | Greg GatesGroup Managing Director | Sell Plan | 10917,104 held (−1%) | $314.04 | $34K | +5.4% | — |
| Oct 8SEC | Greg GatesGroup Managing Director | Sell Plan | 10216,870 held (−1%) | $320.27 | $33K | +3.3% | — |
Insiders at LPL Financial Holdings Inc.
| Insider | Bought | Sold | Last filing | Score |
|---|---|---|---|---|
| Greg GatesGroup Managing Director | — | $2.5M | Aug 21, 2026 | — |
| Richard SteinmeierCEO | — | $1.9M | Dec 9, 2025 | — |
| Matthew EnyediGroup Managing Director | — | $1.0M | Aug 4, 2026 | — |
| Matthew J AudetteCFO, President | — | $1.0M | Apr 16, 2026 | — |
| Marc Eliot CohenGroup Managing Director | — | $1.0M | Mar 11, 2026 | — |
| Aneri JambusariaGroup Managing Director | — | $327K | Aug 31, 2026 | — |
| Katharine ReepingPrincipal Accounting Officer | — | $153K | Sep 14, 2026 | — |
LPLA stock: common questions
Are LPL Financial Holdings Inc. insiders buying LPLA stock?
In the past 12 months, 0 insiders reported open-market purchases of LPLA worth $0.
Are LPL Financial Holdings Inc. insiders selling LPLA stock?
7 insiders reported sales worth $7.7M over the same period.
Where does this data come from?
Every transaction comes from Form 4 filings that insiders must submit to the SEC within two business days of a trade. We pull them from SEC EDGAR every night.
What is LPLA's 52-week range?
Over the past year LPLA has traded between $265.65 and $392.14. It last closed at $330.88 on Oct 9, 2026.