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Insider tapeFilings through Fri, Oct 2
CAT

Caterpillar Inc. insider trading

Industrials · Net selling
Close · Oct 5, 2026 $848.14 +72.8% over 12 months

Share price and insider trades

CAT closeInsider buyInsider sale
4006008001,0001,200NovDecJan 2026FebMarAprMayJunJulAugSepOctBought $170,658 on 2025-11-06 · David MaclennanBought $219,210 on 2026-05-04 · David MaclennanSold $1,312,623 on 2026-02-12 · Jason KaiserSold $1,730,392 on 2026-02-23 · Rodney Michael ShurmanSold $1,797,317 on 2026-03-05 · Joseph E CreedSold $2,089,422 on 2026-02-17 · Rodney Michael Shurman, William E SchauppSold $4,666,353 on 2025-11-10 · Anthony D. FassinoSold $4,982,055 on 2026-05-04 · Jason KaiserSold $5,093,006 on 2026-05-05 · Rodney Michael ShurmanSold $5,714,448 on 2025-12-01 · Andrew R J BonfieldSold $5,750,589 on 2025-12-31 · Andrew R J BonfieldSold $5,963,241 on 2026-05-13 · Denise C Johnson, William E SchauppSold $6,034,490 on 2025-11-11 · Jason KaiserSold $6,130,518 on 2026-02-13 · Anthony D. FassinoSold $8,673,808 on 2025-10-10 · Iii Donald J UmplebySold $8,918,490 on 2025-11-05 · Lange Bob De, William E SchauppSold $9,593,870 on 2026-02-11 · Lange Bob DeSold $11,328,811 on 2026-02-04 · Lange Bob DeSold $11,444,170 on 2026-05-14 · Denise C JohnsonSold $14,928,266 on 2026-05-11 · Anthony D. FassinoSold $20,671,543 on 2026-02-06 · Anthony D. Fassino, Lange Bob DeSold $26,211,764 on 2026-08-28 · Joseph E CreedSold $44,829,174 on 2026-02-02 · Anthony D. Fassino, Denise C Johnson, Lange Bob DeSold $45,231,905 on 2026-05-06 · Andrew R J Bonfield, Anthony D. Fassino, Lange Bob De
Bought, 12 months$390K
Sold, 12 months$253M
Insiders buying1
Insiders selling9

Valuation, profit and volume

P/E (trailing)n/aSector median 23.1
Market value— 
Profit margin—Revenue growth —
Volume vs. 50-day0.8×Last 5 sessions
Insiders' paper profit+$77KOn all tracked purchases +19.6%

Summary

Over the past 12 months, 1 Caterpillar Inc. insider reported open-market purchases totaling $390K, while 9 insiders reported sales totaling $253M. Among insiders with enough purchase history to measure, David Maclennan (Director) has the highest Insider Score at 65. 34 of 92 recorded sales were made under pre-scheduled Rule 10b5-1 trading plans, which are usually less informative than discretionary sales.

Insider transactions

Open-market purchases and sales. 113 grants, option exercises and tax withholdings are not shown.

Filed Insider Type Shares Price Value Since Score
Sep 1SEC Joseph E CreedCEO Sell 6,135 $807.41 $5.0M +5.0% —
Sep 1SEC Joseph E CreedCEO Sell 5,035 $811.31 $4.1M +4.5% —
Sep 1SEC Joseph E CreedCEO Sell 4,831 $813.72 $3.9M +4.2% —
Sep 1SEC Joseph E CreedCEO Sell 3,382 $806.31 $2.7M +5.2% —
Sep 1SEC Joseph E CreedCEO Sell 3,041 $810.31 $2.5M +4.7% —
Sep 1SEC Joseph E CreedCEO Sell 2,639 $808.20 $2.1M +4.9% —
Sep 1SEC Joseph E CreedCEO Sell 2,137 $809.08 $1.7M +4.8% —
Sep 1SEC Joseph E CreedCEO Sell 1,351 $805.36 $1.1M +5.3% —
Sep 1SEC Joseph E CreedCEO Sell 1,280 $812.09 $1.0M +4.4% —
Sep 1SEC Joseph E CreedCEO Sell 750 $803.39 $603K +5.6% —
Sep 1SEC Joseph E CreedCEO Sell 540 $801.10 $433K +5.9% —
Sep 1SEC Joseph E CreedCEO Sell 520 $803.86 $418K +5.5% —
Sep 1SEC Joseph E CreedCEO Sell 480 $800.19 $384K +6.0% —
Sep 1SEC Joseph E CreedCEO Sell 280 $802.10 $225K +5.7% —
May 15SEC Denise C JohnsonPresident Sell 2,302 $908.76 $2.1M -6.7% —
May 15SEC Denise C JohnsonPresident Sell 2,259 $905.73 $2.0M -6.4% —
May 15SEC Denise C JohnsonPresident Sell 1,787 $904.70 $1.6M -6.3% —
May 15SEC Denise C JohnsonPresident Sell 1,605 $911.92 $1.5M -7.0% —
May 15SEC Denise C JohnsonPresident Sell 1,568 $909.70 $1.4M -6.8% —
May 15SEC Denise C JohnsonPresident Sell 1,491 $906.73 $1.4M -6.5% —
May 15SEC Denise C JohnsonPresident Sell 1,191 $907.98 $1.1M -6.6% —
May 15SEC Denise C JohnsonPresident Sell 402 $910.65 $366K -6.9% —
May 14SEC Denise C JohnsonPresident Sell 3,546 $909.46 $3.2M -6.7% —
May 14SEC Denise C JohnsonPresident Sell 2,650 $910.24 $2.4M -6.8% —
May 14SEC William E SchauppChief Accounting Officer Sell 360 $906.00 $326K -6.4% —
May 12SEC Anthony D. FassinoPresident Sell 15,440 $916.75 $14.2M -7.5% —
May 12SEC Anthony D. FassinoPresident Sell 843 $917.73 $774K -7.6% —
May 7SEC Andrew R J BonfieldCFO Sell 15,674 $918.71 $14.4M -7.7% —
May 7SEC Lange Bob DePresident Sell 14,470 $922.55 $13.3M -8.1% —
May 7SEC Lange Bob DePresident Sell 9,752 $923.47 $9.0M -8.2% —
May 7SEC Anthony D. FassinoPresident Sell 8,802 $926.23 $8.2M -8.4% —
May 7SEC Anthony D. FassinoPresident Sell 350 $926.83 $324K -8.5% —
May 6SEC Rodney Michael ShurmanPresident Sell 5,152 $903.14 $4.7M -6.1% —
May 6SEC Rodney Michael ShurmanPresident Sell 487 $903.55 $440K -6.1% —
May 5SEC Jason KaiserPresident Sell 5,642 $883.03 $5.0M -4.0% —
May 5SEC David MaclennanDirector Buy 250 $876.84 $219K -3.3% 65
Mar 6SEC Joseph E CreedCEO Sell Plan 800 $718.44 $575K +18.1% —
Mar 6SEC Joseph E CreedCEO Sell Plan 585 $719.39 $421K +17.9% —
Mar 6SEC Joseph E CreedCEO Sell Plan 575 $720.10 $414K +17.8% —
Mar 6SEC Joseph E CreedCEO Sell Plan 420 $717.01 $301K +18.3% —
Mar 6SEC Joseph E CreedCEO Sell Plan 120 $721.00 $87K +17.6% —
Feb 24SEC Rodney Michael ShurmanPresident Sell 2,278 $759.61 $1.7M +11.7% —
Feb 18SEC Rodney Michael ShurmanPresident Sell 1,764 $763.39 $1.3M +11.1% —
Feb 18SEC William E SchauppChief Accounting Officer Sell 972 $764.20 $743K +11.0% —
Feb 17SEC Anthony D. FassinoPresident Sell 7,891 $776.90 $6.1M +9.2% —
Feb 13SEC Lange Bob DePresident Sell 12,507 $767.08 $9.6M +10.6% —
Feb 13SEC Jason KaiserPresident Sell Plan 1,690 $776.70 $1.3M +9.2% —
Feb 9SEC Lange Bob DePresident Sell 22,656 $720.11 $16.3M +17.8% —
Feb 9SEC Anthony D. FassinoPresident Sell 6,033 $722.15 $4.4M +17.4% —
Feb 5SEC Lange Bob DePresident Sell 9,223 $704.42 $6.5M +20.4% —
Feb 5SEC Lange Bob DePresident Sell 6,817 $705.70 $4.8M +20.2% —
Feb 5SEC Lange Bob DePresident Sell 30 $706.28 $21K +20.1% —
Feb 4SEC Denise C JohnsonPresident Sell 20,145 $680.76 $13.7M +24.6% —
Feb 4SEC Denise C JohnsonPresident Sell 7,411 $680.11 $5.0M +24.7% —
Feb 4SEC Denise C JohnsonPresident Sell 2,994 $681.69 $2.0M +24.4% —
Feb 4SEC Denise C JohnsonPresident Sell 2,761 $682.84 $1.9M +24.2% —
Feb 4SEC Denise C JohnsonPresident Sell 2,258 $683.90 $1.5M +24.0% —
Feb 4SEC Denise C JohnsonPresident Sell 1,431 $680.11 $973K +24.7% —
Feb 4SEC Denise C JohnsonPresident Sell 1,138 $684.93 $779K +23.8% —
Feb 4SEC Denise C JohnsonPresident Sell 1,000 $678.52 $679K +25.0% —
Feb 3SEC Lange Bob DePresident Sell 15,977 $682.99 $10.9M +24.2% —
Feb 3SEC Anthony D. FassinoPresident Sell 10,671 $680.45 $7.3M +24.6% —
Jan 5SEC Andrew R J BonfieldCFO Sell Plan 3,016 $575.77 $1.7M +47.3% —
Jan 5SEC Andrew R J BonfieldCFO Sell Plan 2,628 $573.61 $1.5M +47.9% —
Jan 5SEC Andrew R J BonfieldCFO Sell Plan 1,473 $576.56 $849K +47.1% —
Jan 5SEC Andrew R J BonfieldCFO Sell Plan 1,431 $574.77 $822K +47.6% —
Jan 5SEC Andrew R J BonfieldCFO Sell Plan 812 $572.71 $465K +48.1% —
Jan 5SEC Andrew R J BonfieldCFO Sell Plan 600 $577.79 $347K +46.8% —
Jan 5SEC Andrew R J BonfieldCFO Sell Plan 40 $578.41 $23K +46.6% —
Dec 2SEC Andrew R J BonfieldCFO Sell Plan 2,360 $569.35 $1.3M +49.0% —
Dec 2SEC Andrew R J BonfieldCFO Sell Plan 2,120 $572.57 $1.2M +48.1% —
Dec 2SEC Andrew R J BonfieldCFO Sell Plan 1,921 $573.63 $1.1M +47.9% —
Dec 2SEC Andrew R J BonfieldCFO Sell Plan 1,378 $568.57 $783K +49.2% —
Dec 2SEC Andrew R J BonfieldCFO Sell Plan 920 $574.52 $529K +47.6% —
Dec 2SEC Andrew R J BonfieldCFO Sell Plan 920 $571.38 $526K +48.4% —
Dec 2SEC Andrew R J BonfieldCFO Sell Plan 381 $570.27 $217K +48.7% —
Nov 13SEC Jason KaiserPresident Sell Plan 1,640 $563.22 $924K +50.6% —
Nov 13SEC Jason KaiserPresident Sell Plan 1,480 $563.22 $834K +50.6% —
Nov 13SEC Jason KaiserPresident Sell Plan 1,413 $562.27 $794K +50.8% —
Nov 13SEC Jason KaiserPresident Sell Plan 1,260 $562.15 $708K +50.9% —
Nov 13SEC Jason KaiserPresident Sell Plan 1,040 $561.29 $584K +51.1% —
Nov 13SEC Jason KaiserPresident Sell Plan 1,032 $561.29 $579K +51.1% —
Nov 13SEC Jason KaiserPresident Sell Plan 653 $568.60 $371K +49.2% —
Nov 13SEC Jason KaiserPresident Sell Plan 632 $568.65 $359K +49.1% —
Nov 13SEC Jason KaiserPresident Sell Plan 460 $564.09 $259K +50.4% —
Nov 13SEC Jason KaiserPresident Sell Plan 400 $567.26 $227K +49.5% —
Nov 13SEC Jason KaiserPresident Sell Plan 380 $567.35 $216K +49.5% —
Nov 13SEC Jason KaiserPresident Sell Plan 280 $563.88 $158K +50.4% —
Nov 13SEC Jason KaiserPresident Sell Plan 37 $565.06 $21K +50.1% —
Nov 12SEC Anthony D. FassinoPresident Sell 8,184 $570.18 $4.7M +48.7% —
Nov 7SEC Lange Bob DePresident Sell 14,638 $562.36 $8.2M +50.8% —
Nov 6SEC William E SchauppChief Accounting Officer Sell 1,200 $572.22 $687K +48.2% —
Nov 6SEC David MaclennanDirector Buy 300 $568.86 $171K +49.1% 65
Oct 14SEC Iii Donald J UmplebyChair Sell Plan 17,166 $505.29 $8.7M +67.9% —

Insiders at Caterpillar Inc.

InsiderBoughtSoldLast filingScore
Lange Bob DePresident — $78.7M May 7, 2026 —
Anthony D. FassinoPresident — $45.8M May 12, 2026 —
Denise C JohnsonPresident — $43.7M May 15, 2026 —
Joseph E CreedCEO — $28.0M Sep 1, 2026 —
Andrew R J BonfieldCFO — $25.9M May 7, 2026 —
Jason KaiserPresident — $12.3M May 6, 2026 —
Iii Donald J UmplebyChair — $8.7M Mar 6, 2026 —
Rodney Michael ShurmanPresident — $8.2M May 6, 2026 —
William E SchauppChief Accounting Officer — $1.8M May 14, 2026 —
David MaclennanDirector $390K — Jun 11, 2026 65
James C Fish Jr.Director — — Jun 11, 2026 —
Gerald JohnsonDirector — — Jun 11, 2026 56
Nazzic S KeeneDirector — — Jun 11, 2026 —
Judith Fran MarksDirector — — Jun 11, 2026 —
Debra L ReedDirector — — Jun 11, 2026 —
Susan C SchwabDirector — — Jun 11, 2026 —
Rayford Wilkins Jr.Director — — Jun 11, 2026 —
Christine M PambianchiChief Human Resources Officer — — May 12, 2026 —
Kyle Joseph EpleyCFO — — May 12, 2026 —
Derek OwensGeneral Counsel — — Mar 6, 2026 —

Insider activity at other Industrials companies

Same sector, ranked by insider buying in the last 90 days.

  • RSGRepublic Services$1.38B bought
  • UBERUber$15.3M bought
  • AMEAmetek$1.0M bought
  • IRIngersoll Rand$1.0M bought
  • HONAHoneywell Aerospace$998K bought
  • ETNEaton Corporation$92K bought

Common questions about CAT insiders

Are Caterpillar Inc. insiders buying CAT stock?

In the past 12 months, 1 insiders reported open-market purchases of CAT worth $390K. The latest was Director David Maclennan bought $219K of CAT at $876.84 — largest purchase by this insider in our records.

Are Caterpillar Inc. insiders selling CAT stock?

9 insiders reported sales worth $253M over the same period.

Where does this data come from?

Every transaction comes from Form 4 filings that insiders must submit to the SEC within two business days of a trade. We pull them from SEC EDGAR every night.